2024-01-13 03:14:24

by Kuan-Wei Chiu

[permalink] [raw]
Subject: [PATCH 0/2] lib/sort: Optimize the number of swaps and comparisons

Hello,

This patch series aims to optimize the heapsort algorithm, specifically
targeting a reduction in the number of swaps and comparisons required.

Thanks,
Kuan-Wei Chiu

Kuan-Wei Chiu (2):
lib/sort: Optimize heapsort for equal elements in sift-down path
lib/sort: Optimize heapsort with double-pop variation

lib/sort.c | 20 +++++++++++++++-----
1 file changed, 15 insertions(+), 5 deletions(-)

--
2.25.1



2024-01-13 03:14:38

by Kuan-Wei Chiu

[permalink] [raw]
Subject: [PATCH 1/2] lib/sort: Optimize heapsort for equal elements in sift-down path

Currently, when searching for the sift-down path and encountering equal
elements, the algorithm chooses the left child. However, considering
that the height of the right subtree may be one less than that of the
left subtree, selecting the right child in such cases can potentially
reduce the number of comparisons and swaps.

For instance, when sorting an array of 10,000 identical elements, the
current implementation requires 247,209 comparisons. With this patch,
the number of comparisons can be reduced to 227,241.

Signed-off-by: Kuan-Wei Chiu <[email protected]>
---
lib/sort.c | 2 +-
1 file changed, 1 insertion(+), 1 deletion(-)

diff --git a/lib/sort.c b/lib/sort.c
index b399bf10d675..fe4efd4a1410 100644
--- a/lib/sort.c
+++ b/lib/sort.c
@@ -262,7 +262,7 @@ void sort_r(void *base, size_t num, size_t size,
* average, 3/4 worst-case.)
*/
for (b = a; c = 2*b + size, (d = c + size) < n;)
- b = do_cmp(base + c, base + d, cmp_func, priv) >= 0 ? c : d;
+ b = do_cmp(base + c, base + d, cmp_func, priv) > 0 ? c : d;
if (d == n) /* Special case last leaf with no sibling */
b = c;

--
2.25.1


2024-01-13 03:14:54

by Kuan-Wei Chiu

[permalink] [raw]
Subject: [PATCH 2/2] lib/sort: Optimize heapsort with double-pop variation

Instead of popping only the maximum element from the heap during each
iteration, we now pop the two largest elements at once. Although this
introduces an additional comparison to determine the second largest
element, it enables a reduction in the height of the tree by one during
the heapify operations starting from root's left/right child. This
reduction in tree height by one leads to a decrease of one comparison
and one swap.

This optimization results in saving approximately 0.5 * n swaps without
increasing the number of comparisons. Additionally, the heap size
during heapify is now one less than the original size, offering a
chance for further reduction in comparisons and swaps.

Signed-off-by: Kuan-Wei Chiu <[email protected]>
---

The following experimental data is based on the array generated using
get_random_u32().

| N | swaps (old) | swaps (new) | comparisons (old) | comparisons (new) |
|-------|-------------|-------------|-------------------|-------------------|
| 1000 | 9054 | 8569 | 10328 | 10320 |
| 2000 | 20137 | 19182 | 22634 | 22587 |
| 3000 | 32062 | 30623 | 35833 | 35752 |
| 4000 | 44274 | 42282 | 49332 | 49306 |
| 5000 | 57195 | 54676 | 63300 | 63294 |
| 6000 | 70205 | 67202 | 77599 | 77557 |
| 7000 | 83276 | 79831 | 92113 | 92032 |
| 8000 | 96630 | 92678 | 106635 | 106617 |
| 9000 | 110349 | 105883 | 121505 | 121404 |
| 10000 | 124165 | 119202 | 136628 | 136617 |

lib/sort.c | 18 ++++++++++++++----
1 file changed, 14 insertions(+), 4 deletions(-)

diff --git a/lib/sort.c b/lib/sort.c
index fe4efd4a1410..a0509088f82a 100644
--- a/lib/sort.c
+++ b/lib/sort.c
@@ -215,6 +215,7 @@ void sort_r(void *base, size_t num, size_t size,
/* pre-scale counters for performance */
size_t n = num * size, a = (num/2) * size;
const unsigned int lsbit = size & -size; /* Used to find parent */
+ size_t shift = 0;

if (!a) /* num < 2 || size == 0 */
return;
@@ -242,12 +243,21 @@ void sort_r(void *base, size_t num, size_t size,
for (;;) {
size_t b, c, d;

- if (a) /* Building heap: sift down --a */
- a -= size;
- else if (n -= size) /* Sorting: Extract root to --n */
+ if (a) /* Building heap: sift down a */
+ a -= size << shift;
+ else if (n > 3 * size) { /* Sorting: Extract two largest elements */
+ n -= size;
do_swap(base, base + n, size, swap_func, priv);
- else /* Sort complete */
+ shift = do_cmp(base + size, base + 2 * size, cmp_func, priv) <= 0;
+ a = size << shift;
+ n -= size;
+ do_swap(base + a, base + n, size, swap_func, priv);
+ } else if (n > size) { /* Sorting: Extract root */
+ n -= size;
+ do_swap(base, base + n, size, swap_func, priv);
+ } else { /* Sort complete */
break;
+ }

/*
* Sift element at "a" down into heap. This is the
--
2.25.1